Broker Check
Jessica  Sexton

Jessica Sexton

Chief Compliance Officer, Independent Advisor Alliance (Strategic Partner)

Jessica has served as IAA’s CCO since February 2014. Her primary responsibilities are to proactively identify, evaluate, manage and report on compliance and ensure IAA’s compliance with outside regulatory requirements and internal policies. As an executive leader, Jessica manages human resource responsibilities for the firm.

Jessica started her financial services career in 2006 at LPL Financial in New Accounts where she was promoted to Supervisor and then Manager. Prior to joining IAA, she served as an OSJ- delegate for TriCapital Financial Group, Inc. and Project Manager for Impact Technologies Group, Inc. Previous experience also includes Claims and Policy Services for Progressive Insurance.

Jessica is a graduate of Baldwin-Wallace University in Berea, Ohio. In her spare time, she enjoys horseback riding, mountain biking, and running.

Originally from Cleveland, Ohio, Jessica lives in Waxhaw with her husband and twins; Elliott and Cora.

Click here to learn more.


*“Independent Advisor Alliance and LPL Financial are separate entities”